James Lukezic, Managing Principal of Old Slip Capital Management, Inc. Responds to FINRA Investigation ...Middle East

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NEW YORK, Aug. 14, 2025 /PRNewswire/ -- Background of the Investigation Mr. Lukezic was served an 8210 filing by FINRA (Financial Industry Regulatory Authority), indicating an investigation into five mutual fund trades that allegedly resulted in $44,000 in losses across those accounts. Mr....

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