COLUMBUS, Ohio – The Ohio Department of Commerce Division of Securities announced that Ohio has joined a multimillion-dollar settlement with dozens of other state securities regulators after an investigation into five investment firms. The $9.34 million settlement follows investigators’ allegations that Edward Jones, LPL Financial, RBC, Stifel and TD Ameritrade charged unreasonable commissions to retail […]
Ohio Part of Settlement Affecting Thousands of Investors in the State Business Journal Daily | The Youngstown Publishing Company.
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