Sebi proposes provisions for summary proceedings in intermediaries rules ...Middle East

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Sebi proposes provisions for summary proceedings in intermediaries rules
source : Business Standard ( Middle East ) () 27
Capital markets regulator Sebi on Tuesday proposed introducing provisions for "summary proceeding" in the intermediaries rules to handle certain violations of securities laws by intermediaries more swiftly and efficiently. In this regard, the Securities and Exchange Board of India (Sebi) has floated a consultation paper to invite public comments till August 6 on proposed amendments to the Intermediaries Rules, 2008. Summary proceedings allow the entity to present reasons why the facts leading to the proceedings should not result in adverse consequences against it. Earlier, summary proceedings were part of Chapter III of the erstwhile Sebi (Procedure of Holding Enquiry by Enquiry Officer and

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