EXCLUSIVE-US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources ...Middle East

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EXCLUSIVE-US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources
source : Devdiscourse ( Middle East ) () 45
The U.S. Securities and Exchange Commission (SEC) is finalizing settlements with around two dozen Wall Street firms to resolve investigations into record-keeping lapses, said two people with knowledge of the matter. The settlements with broker-dealers and investment advisers would mark the latest enforcement action in the SEC's two-year crackdown on Wall Street's use of WhatsApp and other unapproved messaging apps that has so far resulted in more than $2 billion in fines.

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